Compliance Consultant - Quality & Risk Management

We are currently looking for a Compliance Consultant to join our Advisory and Consulting Group (ACG) Quality and Risk Management Team.
 
What you will do :
 
Review engaement acceptance and continuance activities to ensure adherence to global and local requirements and best practices.
Review and investigate alerts and exceptions generated by monitoring tools and exception reports; document analyses, track remediation, and close issues within defined SLAs.
Operate and enhance preventive controls for engagement acceptance.
Provide timely, practical guidance to engagement teams on the application of independence and acceptance rules (IESBA Code of Ethics, SEC/PCAOB, EU Audit Regulation, and firm policies).
Produce management information and dashboards (e.g., exception trends, root causes) and present insights and recommendations to QRM leadership.
Support internal and external inspections and reviews, including evidence preparation, sample walkthroughs, and corrective action planning.
 
What about you :
 
Bachelor’s degree in Law, Business Administration, Accounting/Finance, Risk Management, or a related field.
Professional Experience: 1-3 years of relevant work experience
Strong working knowledge of auditor independence and ethics requirements (e.g., IESBA Code of Ethics, SEC/PCAOB, EU Regulation 537/2014) and hands-on experience applying firm policies to real cases.
Familiarity with AML/KYC, sanctions, conflicts of interest, and reputational risk screening processes.
Strong analytical skills with meticulous attention to detail and sound professional judgment in ambiguous scenarios.
Excellent problem-solving abilities to assess risks and propose pragmatic, risk-based solutions and safeguards.
Excellent organizational and multitasking skills; ability to manage case volumes, priorities, and deadlines under pressure.
Ability to work autonomously and proactively while collaborating effectively with cross-functional stakeholders.
Discreet, trusted, team-oriented, and people-focused with a service mindset.
Excellent communication skills, including the ability to translate complex requirements into clear guidance for non-specialists.
Proficient in Microsoft Word, Excel, PowerPoint, Outlook.
Proficient in English; knowledge of French or German is a strong asset.

We are currently looking for a Compliance Consultant to join our Advisory and Consulting Group (ACG) Quality and Risk Management Team.
 
What you will do :
 
Review engaement acceptance and continuance activities to ensure adherence to global and local requirements and best practices.
Review and investigate alerts and exceptions generated by monitoring tools and exception reports; document analyses, track remediation, and close issues within defined SLAs.
Operate and enhance preventive controls for engagement acceptance.
Provide timely, practical guidance to engagement teams on the application of independence and acceptance rules (IESBA Code of Ethics, SEC/PCAOB, EU Audit Regulation, and firm policies).
Produce management information and dashboards (e.g., exception trends, root causes) and present insights and recommendations to QRM leadership.
Support internal and external inspections and reviews, including evidence preparation, sample walkthroughs, and corrective action planning.
 
What about you :
 
Bachelor’s degree in Law, Business Administration, Accounting/Finance, Risk Management, or a related field.
Professional Experience: 1-3 years of relevant work experience
Strong working knowledge of auditor independence and ethics requirements (e.g., IESBA Code of Ethics, SEC/PCAOB, EU Regulation 537/2014) and hands-on experience applying firm policies to real cases.
Familiarity with AML/KYC, sanctions, conflicts of interest, and reputational risk screening processes.
Strong analytical skills with meticulous attention to detail and sound professional judgment in ambiguous scenarios.
Excellent problem-solving abilities to assess risks and propose pragmatic, risk-based solutions and safeguards.
Excellent organizational and multitasking skills; ability to manage case volumes, priorities, and deadlines under pressure.
Ability to work autonomously and proactively while collaborating effectively with cross-functional stakeholders.
Discreet, trusted, team-oriented, and people-focused with a service mindset.
Excellent communication skills, including the ability to translate complex requirements into clear guidance for non-specialists.
Proficient in Microsoft Word, Excel, PowerPoint, Outlook.
Proficient in English; knowledge of French or German is a strong asset.

Compliance Consultant - Quality & Risk Management

Compliance Consultant - Quality & Risk Management

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