Senior Compliance Officer

Your Day-to-Day

• Conduct compliance risk assessments and implement monitoring plans
• Ensure adherence to MIFID regulations and oversee Omnibus accounts
• Support the trading room by providing compliance guidance on market activities
• Oversee governance frameworks and ensure regulatory alignment
• Collaborate with Belgian entities and liaise with the BNB (Banque Nationale Belge)
• Monitor AML/KYC processes and ensure regulatory compliance
• Develop and execute remediation plans for regulatory and client file updates
• Maintain compliance dashboards and key risk indicators (KRI)
• Act as a point of contact for regulatory bodies and internal stakeholders
• Provide compliance training and guidance to internal teams

Your Profile

• Strong experience in compliance, preferably within a wealth management or PSF environment
• In-depth knowledge of MIFID, AML/KYC regulations, and trading room operations
• Familiarity with governance structures and regulatory requirements in Belgium and Luxembourg
• Strong analytical skills and ability to manage compliance risks proactively
• Fluency in English; French is a plus but not mandatory