Senior Compliance Officer F/M - Bank - LU872082

As Senior Compliance Officer F/M, you will lead and strengthen the bank’s MiFID II compliance framework in a growing private banking environment ensuring investor protection, fee transparency, and high-quality advice in line with CSSF/ESMA expectations.

Key responsibilities :

• MiFID II governance: maintain and evolve policies/procedures, risk mapping, and 1st/2nd line controls.
• Suitability & appropriateness: set standards, oversee suitability reviews (sampling, alerts, remediation), and challenge sales practices.
• Product governance: co-lead product committees, define target market, monitor performance/costs/risks and conflicts of interest.
• Inducements & costs/charges: control retrocessions, ex-ante/ex-post disclosures, and ensure unbiased outcomes.
• Best execution: supervise policy and controls (quality of execution data, periodic reviews).
• Reporting & regulatory watch: prepare Compliance reports to Management/Board, track CSSF/ESMA updates, drive action plans.

Profile :

• 4+ years in MiFID II compliance (private banking/wealth management, broker-dealer, or consulting).
• Knowledge: MiFID II/MiFIR (suitability, appropriateness, product governance, inducements, best execution), PRIIPs; ESG/SFDR is a plus.
• Local regulation: solid understanding of CSSF environment and ESMA guidelines.
• Languages: fluent French & English; German/Italian is an asset.
• Education & certs: Master’s in Law/Finance/Risk
• Soft skills: client focus & integrity, critical thinking, clear communication, constructive challenge, autonomy.

What We Offer:

• Human-sized private bank with quick decision-making.
• Direct exposure to senior management and regulators.
• Competitive package, bonus, hybrid work, ongoing training.

If you meet the above profile and wish to apply, please submit your application, which will be handled with the utmost confidentiality.