Advisory Key - 169 Rue de Beggen, Beggen, 1221, Luxembourg
Compliance Analyst (m/f)
Key Responsibilities:
- The building of an efficient and consistent compliance framework.
- The preparation of reports and analysis on the local entities (worldwide).
- The gathering, summarizing, and follow-up of the local laws and regulations.
- The coordination and writing of policies and procedures at division level.
- The review of the local policies and procedures in consistency with the group and divisional policies and procedures.
- The organization of training and advisory to the business and senior management.
- The coordination of Compliance Risk Assessment, Compliance Monitoring Plan, and their consistency between local entities and divisional expectations.
- The collection of information and preparation of reports to the senior management or to the group.
- The set-up of divisional projects concerning the implementation of new tools and/or processes.
Profile:
- Strong compliance background and understanding of EU regulations, with the capacity to get an overview of other legal and regulatory frameworks.
- Proven track record and relevant experience gained in an Investment, Asset, or Wealth Management business, preferably in Private Equity and/or Private Debt.
- Methodical, structured, and rigorous approach to delivery.
- Good communication skills, able to coordinate projects across different local entities with specificities.
- Capable of problem-solving and prioritizing within an entrepreneurial environment with a solution-oriented mindset.
- Strong written and oral communication skills.
- Hands-on approach working within a small team.
- Team player with the ability to work independently with minimal supervision.
- Manage and influence senior stakeholders on regulatory and compliance queries.
- Ability to foster strong working relationships with the business and other Group compliance and financial crime compliance functions.
- Motivated, flexible, proactive, with a willingness to learn and develop.
- Resilient, with integrity, a high sense of discretion, and confidentiality.
- Fluency in French and English.
Informations
Compliance Analyst (m/f)
Permanent
10/13/2024
169 Rue de Beggen
None
FullTime
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